Clearing of Transactions

Alamo Capital is a fully disclosed Broker-Dealer, registered with SIPC and FINRA, and submits monthly and quarterly FOCUS reports to the SEC.

We operate as a fully disclosed Introducing Firm to RBC Clearing & Custody—among the largest clearing and execution firms globally, and a division of RBC Capital Markets, LLC, a leading full-service securities firm in the U.S. Both institutions are known for their long-standing financial strength and commitment to innovation.

Have questions about our clearing process or firm structure?