Stocks
Direct Access. Competitive Pricing. Informed Trading.
From individual investors to institutions, clients rely on our equity team for access to a wide range of products, responsive service and competitive pricing. We recognize that flexibility is often needed to support evolving strategies and market conditions, and we deliver using a practical, client-first approach.
From active trading to long-term portfolio management, we bring the experience and personalized support needed to help you execute with confidence.
Brokerage Capabilities
We offer full-service brokerage across all investor segments:
- Retail Brokerage: Direct access to equity markets with the support of a licensed representative. We deliver efficient execution, attentive service and competitive pricing.
- Wholesale Brokerage: Tailored product access and trade execution designed for independent advisors and financial firms.
- Institutional Brokerage: Full-service equity trading and support for institutions, funds and asset managers with large-scale or specialized transaction needs.

Types of Equity Products We Offer
Our platform supports a diverse set of equity investment vehicles:
- Common Stock: Ownership in public companies with potential for capital appreciation and dividends
- Preferred Stock: Fixed-income-like equity with dividend priority over common shares
- Secondary Issues: Newly offered shares of companies already publicly traded
- Equity Mutual Funds: Professionally managed stock portfolios across sectors and styles
- Equity ETFs: Exchange-traded funds providing efficient exposure to equity indices or themes

Understanding Stocks
Order Routing Disclosures
In accordance with regulatory requirements, you can view our order routing disclosures here:

Work with a Knowledgeable Equity Broker
From first trades to complex strategies, our brokers provide expert insight and prompt service to help you navigate the equity markets with confidence.